We help financial services businesses navigate complex and fast-changing regulatory requirements, including prudential and conduct of business issues affecting both retail and wholesale firms. Our experts work with banks, asset managers, investment firms, insurers, brokers, non-bank lenders, and payment services firms to manage risk and achieve compliance.
Our regulatory specialists give clear, practical advice on the full spectrum of financial services regulation. We work with you to understand your obligations under the UK regulatory framework, helping to anticipate developments and implement change effectively. Our advice covers:
As regulators increasingly focus on issues such as non-financial misconduct, implementing effective strategies is essential, and well-managed investigations play a critical role in meeting these expectations. Our cross-practice team has significant experience acting on both open and privileged investigations for financial services firms.
We also advise clients on obtaining FCA or PRA authorisation for new regulated businesses, Lloyd's regulatory requirements, and on acquisitions and disposals of financial services businesses, including regulatory due diligence, change in control applications, and Part VII FSMA business transfers. We help clients anticipate regulatory developments, plan for change, and influence policy outcomes.
Advising a product provider on the development of a new investment product
Carrying out governance and compliance audits
Advising a UK insurance group on the disposal of a life insurance subsidiary
Assisting a listed UK financial services group in a corporate governance review and implementation of the Senior Managers and Certification Regime
Advising a product provider group on the extent of its legal and regulatory obligations to its appointed representatives
Banking & Finance Disputes
We handle a range of disputes both for and against banks and financial institutions.
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Employment
Our Employment and Pensions group is one of the largest specialist employment teams in the country, with over 60 specialist employment and pensions lawyers nationally. Tax is an integrated part of the advice we provide.
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Insurance
The premier adviser to the global insurance sector, offering innovative insurance claims solutions, and policy advice, including mediation, arbitration, and litigation.
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Corporate
Our corporate team delivers comprehensive legal solutions to a diverse clientele. We specialise in M&A, Equity Capital Markets, and corporate advisory matters, collaborating seamlessly to help clients achieve their business goals.
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Commercial and Procurement
Our extensive commercial services span various sectors, with dedicated teams in insurance, healthcare, technology, and more. We provide expert guidance on procurement, IT, contracts, intellectual property, competition, and more.
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Data, Privacy and Cyber
Our Data, Privacy and Cyber team provides advice and support on advisory and contentious matters of all sizes and complexity.
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Investigations
We advise clients on internal investigations into issues ranging from compliance breaches in regulated firms to any matter involving people and the workplace.
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Inmobiliario
Con 170 abogados, somos uno de los mayores equipos jurídicos inmobiliarios del Reino Unido. Nuestra amplia red nos proporciona conocimientos y acceso a nivel nacional, regional y local.
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"Hayes is a veteran contentious lawyer who frequently handles allegations of market abuse, trading errors, transaction reporting, bribery, fraud, or misconduct"
Seguros
DAC Beachcroft es reconocido como un asesor preeminente en el mercado de seguros, y ponemos un fuerte énfasis en las relaciones a largo plazo que construimos con usted para que realmente podamos agregar valor a su negocio.
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Sanidad y asistencia social
DAC Beachcroft está considerado líder del mercado en la prestación de asesoramiento jurídico corporativo, comercial y normativo a proveedores de servicios sanitarios.
Más informaciónInmobiliario
Con 170 abogados, somos uno de los mayores equipos jurídicos inmobiliarios del Reino Unido. Nuestra amplia red nos proporciona conocimientos y acceso a nivel nacional, regional y local.
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Servicios financieros
Asesoramos regularmente a diseñadores y fabricantes de productos, organismos comerciales y minoristas, distribuidores e inversores de capital riesgo que desean invertir en el sector de los servicios financieros.
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Tecnología
Como asesores de confianza desde hace muchos años en el sector tecnológico, ofrecemos soluciones pragmáticas e innovadoras que le permiten tomar decisiones informadas sobre la mejor manera de maximizar su éxito.
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Especialidades industriales
Combinamos nuestro profundo conocimiento del sector con una astuta conciencia comercial y un alcance mundial.
Más informaciónQuiénes somos
Somos un bufete comercial de amplia base que presta servicios a una gran variedad de sectores, con una sólida herencia en seguros,
salud e inmobiliario. Combinamos excelentes conocimientos jurídicos y experiencia de vanguardia para diseñar soluciones en
que se adapten a las necesidades de nuestros clientes, a menudo con un uso inteligente de la tecnología.
Services
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